Considerations on the proposed expansion of CFTC commodity pool regulation. On July 17, 2025, the House of Representatives passed the Digital Asset Market Clarity Act of 2025 (the CLARITY Act). This ...
The SEC does not. The SEC also prohibits fund companies from touting the past performance of similar funds in prospectuses of new mutual funds. The CFTC, however, requires commodity pool operators to ...
The National Futures Association (NFA) has permanently barred Dorset Fund Management LLC (Dorset) and its principal Michael Dubin from NFA membership following a settlement of multiple compliance ...
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